In today's dynamic regulatory landscape, staying compliant is not just an option; financial firms must mitigate risks and safeguard their reputation. To shed light on this crucial topic, we invite you to join our recent podcast episode featuring Martin Orbach, VP, Head of Product for SS&C RCI, and Kyle Fleming, Senior Manager of Product Management for SS&C Black Diamond.
During this insightful conversation, Martin and Kyle delve into the intricacies of regulatory compliance, addressing key concerns for financial advisors, such as electronic communication surveillance, active versus passive compliance strategies, and the tools available to manage risk effectively.
Listen to the podcast now!
Kyle Fleming is a Senior Manager of Product Development for SS&C Advent, focused on connecting Advisors and their Clients while driving Advisor efficiency through technology. He achieves this primarily through his work on the SS&C Black Diamond® Wealth Platform. Kyle has worked in the financial technology space for over a decade and specializes in product strategy, early-stage product development, and cross-platform initiatives. Kyle is a CFA® charter holder and a member of the CFA Institute and CFA Society of Jacksonville, FL.
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